Quote of the Month
"One person with a belief is equal to a force of ninety-nine who have only interests.” - Peter Marshall
 

Post-Filing Compliance

Companies maintain the responsibility of compliance even after a filing is approved. This process is facilitated by the establishment of a company-wide compliance mindset.

Post-Filing compliance services include but are not limited to:

  • Policyholder coverage changes & notices
  • Internal communications with Marketing, Underwriting and Claims
  • Policy Issuance testing and implementation
  • Records retention
  • Market conduct preparedness